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Deciding what information is “personal information”

 

  • The term “personal information” is defined in the FOI Act. Basically, personal information is information or opinion about an identifiable person, whether living or dead.

 

  • The kind of information about a person that is “personal information” under the FOI Act includes, for example, a name, address and telephone number, medical information, financial information, marital status and information about personal relationships and other sensitive, private information. Other information such as the location, date or time a complaint was made to a regulatory body may be “personal information” if the information identifies someone and there is only one possible source of information.

 

  • When an applicant seeks access to personal information about himself or herself, the fact that it is personal information about him or her is a factor in favour of disclosure. Frequently, personal information about an applicant appears in context with non-personal information. It is not a requirement that the non-personal information be deleted before access is given. Rather, background information and factual information that puts the personal information into context should be released to an applicant so that the document is meaningful.

 

  • Non-personal may be deleted if, for example, it is irrelevant to a request or if it deals with a totally different subject matter. Non-personal information that is personal information about a third party should always be deleted unless consent is given for its disclosure to the applicant. If a third party knows the identity of an applicant, he or she may consent.


Releasing documents that may be technically exempt

  • Agencies always have a discretion to release documents that may be technically exempt, where that can properly be done. If no harm is likely to follow from disclosure, then it is consistent with the aims and objects of the FOI Act to give access to documents when a request is received. Some of the factors that might be relevant to the exercise of discretion include the age of the documents, whether the subject matter is current, and the interests of the applicant. For example, an agency may decide to release a copy of the applicant's own letter to the agency even though it contains references to third parties.


Stopping and starting the clock

  • The permitted period of 45 days commences on the day after the application is lodged with an agency. Generally, an application is lodged on the date that it is received, whether it arrives by post, facsimile, email or by hand. The date shown by a “date received” stamp would indicate that the permitted starts the following day.

  • There will be times when it is necessary for an agency to “stop the clock”. For example, when an applicant is given an estimate of charges, the clock stops on the day on which the notice of the estimate is given and it restarts the day after the agency has been notified that the applicant wishes to proceed with the application.

     


Conducting proper searches

  • If an agency is unable to locate the documents and there is reason to believe that those documents should exist, an adequate statement of reasons may reassure an access applicant that the agency has attempted to meet its statutory obligations but is unable to do so. The minimum requirement is a brief explanation of the steps taken by the agency to satisfy the request. The explanation should include the locations searched, why those locations were chosen and a description of how the search was conducted - for example, computer search, manual search of file series or card index.

 

  • Documents may not readily be found for a number of reasons -

 

  • They might have been be misfiled.

  • There may be imperfect record keeping practices used in the agency.

  • The application may be ill-defined and not identify documents clearly enough.

  • There may be different record- keeping systems used in an agency.

  • The agency’s policies or guidelines on document retention might be unclear.

  • There may be inadequate training in record management.

  • The documents may simply not exist.

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